Finance
11 items tagged with "finance"
Regulations10
Revised Payment Services Directive
EU directive regulating electronic payments, opening bank data to licensed third parties and mandating strong customer authentication.
Markets in Financial Instruments Directive II
EU framework regulating investment services and trading venues, with extensive transaction reporting, transparency, and record-keeping duties.
Basel III International Regulatory Framework for Banks
Global banking standards strengthening capital, leverage, and liquidity requirements to improve the resilience of the banking sector.
Dodd-Frank Wall Street Reform and Consumer Protection Act
US law overhauling financial regulation after the 2008 crisis, covering systemic risk, derivatives, and consumer financial protection.
FINRA Rules
Rules of the US self-regulatory organization governing broker-dealers, covering conduct, supervision, recordkeeping, and communications.
FFIEC Information Security Guidance
US interagency guidance and examination standards for information security and IT risk management at financial institutions.
European Market Infrastructure Regulation
EU regulation on OTC derivatives, central counterparties, and trade repositories, mandating clearing, reporting, and risk mitigation.
UK Open Banking
UK framework requiring major banks to share account data and enable payments through standardized, secure APIs with customer consent.
NYDFS Cybersecurity Regulation (23 NYCRR 500)
New York regulation requiring financial-services companies to maintain a risk-based cybersecurity program with specific safeguards.
FTC Safeguards Rule (Gramm-Leach-Bliley Act)
US FTC rule under GLBA requiring non-bank financial institutions to implement a comprehensive information security program for customer data.